• Best Practices for 401(k) Financial Wellness

    • Feb 15, 2017, 7:30 am - 10:00 am
    • Morgan Stanley
    • 2000 Westchester Avenue
    • White Plains, New York 10605
  • Understanding your Fiduciary Responsibilities in a Changing Landscape


  • This is a no charge event, but registration is required for security purposes.

    Click here to RSVP by email

    Best Practices for 401(k) Financial Wellness

    Understanding your Fiduciary Responsibilities and examining the changing landscape of retirement plans

    Hosted by The Maddelena Group at Morgan Stanley
    Promotional Sponsor: Westchester Women's Bar Association
                                                              
    Learn about:
     ·         ERISA, IRS and DOL requirements
    ·         The Implications of signing the 5500
    ·         Preparing for a DOL audit
    ·         Trends for 401(k) and other qualified retirement plans
    ·         Risk Mitigation techniques to reduce personal liability as a plan sponsor
    ·         Selecting and monitoring service providers
    ·         How to help your employees become financially fit

    Program Moderated by:

    Lawrence W. Bahr, CFP®, CRPS®
    Corporate Retirement Director; Financial Advisor,
    The Maddalena Group, Morgan Stanley Wealth Management

    Presentations by:

    Jim Kais, Managing Director, Retirement Practice Leader Transamerica
    “Asset pooling: A new era for retirement plans”

    Ruben Gonzalez, Retirement Director, Janus Capital Group
    “Recent Case Studies in Fiduciary Failures: Why Plan Sponsors Are Being Sued and the Importance of Process”

    Timothy J. Desmond, CPA, Partner, Director of Employee Benefit Services PKF O'Connor Davies, LLP,
    “Pointers for Fiduciaries from the Auditor”



    Who should attend:
    Human Resource Directors; CFOs and CEOs of for-profit and non profit organizations; Plan Administrators; Business Owners

    CE credits available

    Eligible for one hour of continuing education credit for the following
    designations: CFP, CIMA, CPWA, CRPC, CRPS, CRC, AIF, CPA, PHR, SPHR, GRPH, SHRM-CP, SHRM-SCP, CEBS. CE Credit will provided by Janus Capital Group.